Erich H. Cassidy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 7TOSIESeries 7Series 65Series 63

Registered states (17)

Arizona · California · Colorado · Connecticut · Delaware · Florida · Illinois · Maryland · Massachusetts · Minnesota · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Washington

Years in the industry (source record)

20

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (22)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  New York, NY · IA capacity
  start not retrieved → present
• Fidelity Brokerage Services LLCCurrent

  New York, NY · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  New York, NY · IA capacity
  Jan 15, 2025 → Mar 31, 2025
• Vanguard Marketing Corporation

  Scottsdale, AZ · BC capacity
  Oct 4, 2022 → Oct 24, 2024
• Vanguard Advisers, Inc.

  Scottsdale, AZ · IA capacity
  Oct 3, 2022 → Oct 24, 2024
• Mml Investors Services, LLC

  Phoenix, AZ · IA capacity
  Mar 25, 2017 → Oct 16, 2020
• Mml Investors Services, LLC

  Phoenix, AZ · BC capacity
  Mar 25, 2017 → Oct 16, 2020
• Msi Financial Services, Inc.

  Somerset, NJ · IA capacity
  May 31, 2011 → Mar 25, 2017
• Msi Financial Services, Inc.

  Somerset, NJ · BC capacity
  May 31, 2011 → Mar 25, 2017
• New England Securities Corporation

  Somerset, NJ · IA capacity
  May 31, 2011 → Jan 2, 2015
• New England Securities

  Somerset, NJ · BC capacity
  May 31, 2011 → Jan 2, 2015
• Walnut Street Securities, Inc.

  Somerset, NJ · IA capacity
  May 31, 2011 → Sep 5, 2013
• Tower Square Securities, Inc.

  Somerset, NJ · IA capacity
  May 31, 2011 → Sep 5, 2013
• Walnut Street Securities, Inc.

  Somerset, NJ · BC capacity
  May 31, 2011 → Sep 5, 2013
• Tower Square Securities, Inc.

  Somerset, NJ · BC capacity
  May 31, 2011 → Sep 5, 2013
• Chase Investment Services Corp.

  Glen Rock, NJ · IA capacity
  Aug 12, 2010 → May 6, 2011
• Chase Investment Services Corp.

  Glen Rock, NJ · BC capacity
  Apr 26, 2010 → May 6, 2011
• Pnc Investments

  Leonia, NJ · BC capacity
  May 9, 2008 → Mar 17, 2010
• Wachovia Securities, LLC

  Croton-On-Hudson, NY · BC capacity
  Jul 25, 2007 → Apr 17, 2008
• E1 Asset Management, Inc.

  Jersey City, NJ · BC capacity
  Apr 20, 2004 → Apr 18, 2005
• Olympia Asset Management,ltd.

  New York, NY · BC capacity
  Sep 9, 2003 → Apr 16, 2004
• Murjen Financial, Inc.

  Huntington Station, NY · BC capacity
  Jun 30, 2003 → Sep 9, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.