Brett Johnson

CRD 4642934 · Captrust · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: Brett Hadfield Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (1): Utah
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Salt Lake City, UT · BD capacity

Mar 7, 2018 → present
CaptrustCurrent
Salt Lake City, UT · IA capacity

Feb 1, 2018 → present
Kcg Securities, LLC
BD capacity

Jun 14, 2010 → Dec 31, 2017
Knox Capital Advisors, LLC
IA capacity

Jan 26, 2006 → Dec 31, 2017
M Holdings Securities, Inc.
BD capacity

Feb 12, 2010 → Jun 11, 2010
Geneos Wealth Management, Inc.
BD capacity

Jan 6, 2006 → Jun 11, 2009
M Holdings Securities, Inc.
IA capacity

Feb 22, 2005 → Jan 24, 2006
M Holdings Securities, Inc.
BD capacity

Feb 18, 2005 → Jan 24, 2006
Lincoln Financial Advisors Corporation
IA capacity

Apr 16, 2003 → Jan 10, 2005
The Lincoln National Life Insurance Company
BD capacity

Mar 19, 2003 → Jan 10, 2005
Lincoln Financial Advisors Corporation
BD capacity

Mar 19, 2003 → Jan 10, 2005

Source & corrections

Where this page comes from

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