Andrew D Winaker

CRD 4645274 · J.P. Morgan Securities LLC · Delray Beach, FL

IA RegisteredBroker

Also appears in the source record as: Andrew David Winaker; Andrew Winaker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 66
Registered states (17): California · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Indiana · Maryland · Massachusetts · Minnesota · Nevada · New Jersey · New York · Ohio · Pennsylvania · Texas · Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (15)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Delray Beach, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Delray Beach, FL · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Delray Beach, FL · IA capacity

Sep 22, 2016 → Apr 20, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Delray Beach, FL · BC capacity

Sep 21, 2016 → Apr 20, 2020
Suntrust Investment Services, Inc.
Deerfield Beach, FL · IA capacity

Mar 26, 2012 → Sep 8, 2016
Suntrust Investment Services, Inc.
Deerfield Beach, FL · BC capacity

Mar 22, 2012 → Sep 8, 2016
Lpl Financial LLC
Boca Raton, FL · IA capacity

Jan 15, 2010 → Mar 27, 2012
Lpl Financial LLC
Boca Raton, FL · BC capacity

Jan 15, 2010 → Mar 27, 2012
Primevest Financial Services, Inc.
Boca Raton, FL · IA capacity

Apr 17, 2009 → Jan 20, 2010
Primevest Financial Services, Inc.
Boca Raton, FL · BC capacity

Apr 17, 2009 → Jan 20, 2010
Banc Of America Investment Services, Inc.
West Palm Beach, FL · IA capacity

Nov 6, 2008 → Apr 3, 2009
Banc Of America Investment Services, Inc.
West Palm Beach, FL · BC capacity

Sep 9, 2008 → Apr 3, 2009
Countrywide Investment Services, Inc.
Juno Beach, FL · BC capacity

Oct 25, 2007 → Sep 15, 2008
Metlife Securities Inc.
West Palm Beach, FL · BC capacity

May 23, 2003 → Oct 30, 2007
Metropolitan Life Insurance Company
West Palm Beach, FL · BC capacity

May 23, 2003 → Jul 9, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4645274 ↗ FINRA BrokerCheck record for CRD 4645274 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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