Kristen Kay Hassett

CRD 4647019 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Bloomfield Hills, MI

IA RegisteredBroker

Also appears in the source record as: Kristen Kay Mcguire; Kristen Kay Mcguire; Kristen Kay Runey

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bloomfield Hills, MI · IA capacity

Feb 8, 2016 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bloomfield Hills, MI · BC capacity

start not retrieved → present
Pnc Investments
IA capacity

Jan 4, 2012 → Dec 16, 2015
Pnc Investments
BD capacity

Nov 13, 2009 → Dec 16, 2015
Natcity Investments, Inc.
BD capacity

Nov 4, 2008 → Nov 13, 2009
Metlife Securities Inc.
BD capacity

Jun 29, 2005 → Oct 21, 2008
Metropolitan Life Insurance Company
BD capacity

Jun 29, 2005 → Jul 9, 2007
Banc One Securities Corporation
IA capacity

Oct 10, 2003 → Jun 9, 2004
Banc One Securities Corporation
BD capacity

Oct 9, 2003 → Jun 9, 2004
The Lincoln National Life Insurance Company
BD capacity

Jun 6, 2003 → Sep 30, 2003
Lincoln Financial Advisors Corporation
BD capacity

Jun 6, 2003 → Sep 30, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4647019 ↗ FINRA BrokerCheck record for CRD 4647019 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.