Hugh Clay Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

Series 65Series 63SIESeries 7

Registered states (9)

Arkansas · Colorado · Florida · Georgia · Louisiana · Maine · Maryland · New Mexico · Texas

Years in the industry (source record)

23

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (25)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Friendswood, TX · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Dickinson, TX · BD capacity
  May 26, 2023 → present
• Fidelity Brokerage Services LLCCurrent

  Friendswood, TX · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Jun 20, 2023 → Mar 31, 2025
• Charles Schwab & Co., Inc.

  BD capacity
  May 20, 2019 → Apr 26, 2023
• Charles Schwab & Co., Inc.

  IA capacity
  May 20, 2019 → Apr 26, 2023
• Lpl Financial LLC

  BD capacity
  May 2, 2018 → May 6, 2019
• Lpl Financial LLC

  IA capacity
  May 2, 2018 → May 6, 2019
• Capital One Investing, LLC

  BD capacity
  Nov 12, 2015 → Apr 18, 2018
• Capital One Advisors, LLC

  IA capacity
  Nov 12, 2015 → Apr 18, 2018
• Scottrade, Inc.

  BD capacity
  Jul 7, 2014 → Nov 3, 2015
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Sep 25, 2013 → Jul 10, 2014
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  IA capacity
  Sep 25, 2013 → Jul 10, 2014
• Strategic Advisers, Inc.

  IA capacity
  Nov 15, 2011 → Aug 26, 2013
• Fidelity Brokerage Services LLC

  BD capacity
  Nov 3, 2011 → Aug 23, 2013
• Valic Financial Advisors, Inc.

  IA capacity
  May 26, 2011 → Sep 29, 2011
• Valic Financial Advisors, Inc.

  BD capacity
  May 17, 2011 → Sep 29, 2011
• Td Ameritrade, Inc.

  IA capacity
  Mar 16, 2007 → Jan 14, 2011
• Amerivest Investment Management, LLC

  IA capacity
  Mar 16, 2007 → Jan 14, 2011
• Td Ameritrade, Inc.

  BD capacity
  Mar 6, 2007 → Jan 14, 2011
• Guaranty Brokerage Services, Inc.

  BD capacity
  Feb 20, 2006 → Mar 22, 2006
• American Express Financial Advisors, Inc.

  IA capacity
  Aug 5, 2004 → Jun 6, 2005
• Ids Life Insurance Company

  BD capacity
  May 27, 2004 → Jun 6, 2005
• American Express Financial Advisors Inc.

  BD capacity
  May 27, 2004 → Jun 6, 2005
• American Municipal Securities, Inc.

  BD capacity
  May 14, 2003 → Jan 2, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.