Rodolfo Yanier Duran-Chavez

CRD 4656740 · Wells Fargo Advisors · Walnut Creek, CA

IA RegisteredBroker

Also appears in the source record as: Rodolfo Y. Duran Jr; Rodolfo Yanier Duran Jr; Rodolfo Yanier Duran

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (23): Alabama · Alaska · Arizona · California · Colorado · Florida · Hawaii · Illinois · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
A. G. Edwards & Sons, Inc.
Walnut Creek, CA · BC capacity

Oct 24, 2005 → Jan 3, 2008
A. G. Edwards & Sons, Inc.
Walnut Creek, CA · IA capacity

Oct 24, 2005 → Jan 1, 2008
Citicorp Investment Services
Long Island City, NY · BC capacity

Jul 21, 2004 → Oct 11, 2005
Metlife Securities Inc.
Lafayette, CA · IA capacity

Oct 2, 2003 → May 11, 2004
Metropolitan Life Insurance Company
New York, NY · BC capacity

Sep 11, 2003 → May 11, 2004
Metlife Securities Inc.
Springfield, MA · BC capacity

Sep 11, 2003 → May 11, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jun 18, 2003 → Jul 25, 2003
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jun 18, 2003 → Jul 25, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4656740 ↗ FINRA BrokerCheck record for CRD 4656740 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.