Eric J. Dorfman

CRD 4666868 · Fidelity Brokerage Services LLC · Chappaqua, NY

IA RegisteredBroker

Also appears in the source record as: Eric Jordan Dorfman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 7Series 66Series 63
Registered states (19): Arkansas · California · Connecticut · Florida · Georgia · Maine · Massachusetts · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Washington
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (7)

From the source registration record · current first

Strategic Advisers LLCCurrent
Chappaqua, NY · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Chappaqua, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Chappaqua, NY · IA capacity

Dec 7, 2022 → Mar 31, 2025
Beacon Gate LLC
New York, NY · BC capacity

Dec 19, 2013 → Jul 21, 2015
G-2 Trading,llc
New York, NY · BC capacity

Jul 12, 2011 → Jul 11, 2014
Benchmarq Trading Partners LLC
New York, NY · BC capacity

Apr 13, 2011 → Jul 12, 2011
Madison Proprietary Trading Group, LLC
New York, NY · BC capacity

Aug 28, 2009 → Mar 22, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4666868 ↗ FINRA BrokerCheck record for CRD 4666868 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.