Evon Joo Tin Harris

CRD 4667294 · Charles Schwab & Co., Inc. · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Evon J Harris; Evon J Soon; Evon Soon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 66
Registered states (25): Alaska · California · Connecticut · Florida · Georgia · Hawaii · Illinois · Iowa · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New Mexico · New York · North Dakota · Ohio · Rhode Island · South Dakota · Texas · Utah · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Winter Park, FL · IA capacity

Apr 12, 2016 → Oct 19, 2021
Td Ameritrade, Inc.
Southlake, TX · BC capacity

Apr 12, 2016 → Oct 19, 2021
Td Ameritrade Investment Management, LLC
Southlake, TX · IA capacity

Apr 12, 2016 → Sep 13, 2021
J.P. Morgan Securities LLC
Flower Mound, TX · IA capacity

Oct 1, 2012 → Apr 2, 2016
J.P. Morgan Securities LLC
Flower Mound, TX · BC capacity

Oct 1, 2012 → Apr 2, 2016
Chase Investment Services Corp.
Roanoke, TX · IA capacity

Aug 16, 2010 → Oct 1, 2012
Chase Investment Services Corp.
Roanoke, TX · BC capacity

Aug 9, 2010 → Oct 1, 2012
Metlife Securities Inc.
Tampa, FL · IA capacity

Sep 18, 2007 → Aug 9, 2010
Metlife Securities Inc.
Tampa, FL · BC capacity

Nov 28, 2005 → Aug 9, 2010
Metropolitan Life Insurance Company
Tampa, FL · BC capacity

Nov 28, 2005 → Jul 9, 2007
Axa Advisors, LLC
New York, NY · BC capacity

Aug 14, 2003 → Apr 26, 2004

Source & corrections

Where this page comes from

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