Amy Loyd Cook
Also appears in the source record as: Amy L Cook; Amy Lynn Cook; Amy L Loyd; Amy Lynn Loyd; Amy Lynn Loyd-Cook
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 63Series 26Series 6TOSIESeries 7
- Registered states (24)
- Alabama · Arizona · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Iowa · Kansas · Kentucky · Louisiana · Maine · Massachusetts · Michigan · Mississippi · Missouri · North Carolina · Oklahoma · Oregon · South Carolina · Tennessee · Texas · Virginia
- Years in the industry (source record)
- 23
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4667440 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (10)
From the source registration record · current first
-
Nov 2, 2020 → present
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Morgan StanleyIA capacityOct 30, 2020 → Oct 30, 2020
-
Bbva Securities Inc.BD capacityMay 16, 2013 → Oct 30, 2020
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Bbva Wealth Solutions Inc.IA capacityJan 3, 2013 → Oct 30, 2020
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Bbva Compass Investment Solutions, IncBD capacityNov 14, 2012 → May 16, 2013
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State Farm Vp Management Corp.BD capacityJan 18, 2011 → Nov 1, 2012
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Uvest Financial Services Group, Inc.IA capacityMar 19, 2008 → Nov 5, 2010
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Uvest Financial Services Group, Inc.BD capacityMar 6, 2007 → Nov 5, 2010
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Amsouth Investment Services, Inc.BD capacityMar 9, 2004 → Dec 31, 2006
-
Southtrust Securities, Inc.BD capacityOct 8, 2003 → Feb 23, 2004
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.