Chad Mitchell

CRD 4667854 · Wells Fargo Advisors · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: N Chad Mitchell; Neilsen Chad Mitchell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 31Series 7Series 66
Registered states (24): California · Colorado · Florida · Georgia · Illinois · Indiana · Kansas · Louisiana · Maryland · Massachusetts · Missouri · Nebraska · Nevada · New Mexico · New York · Oklahoma · Pennsylvania · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4667854 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Antonio, TX · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Antonio, TX · IA capacity

Jan 29, 2010 → Apr 5, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Antonio, TX · BC capacity

Jan 29, 2010 → Apr 5, 2016
Ubs Financial Services Inc.
San Antonio, TX · IA capacity

Feb 16, 2007 → Feb 5, 2010
Ubs Financial Services Inc.
Corpus Christi, TX · BC capacity

Feb 16, 2007 → Feb 5, 2010
Morgan Stanley
Corpus Christi, TX · IA capacity

Oct 12, 2004 → Feb 20, 2007
Morgan Stanley Dw Inc.
Corpus Christi, TX · BC capacity

Jul 21, 2004 → Feb 20, 2007

Source & corrections

Where this page comes from

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