Philip N. Neznanov

CRD 4668206 · J.P. Morgan Securities LLC · Elgin, IL

IA RegisteredBroker

Also appears in the source record as: Philip Nickolayevich Neznanov; Phil Neznanov; Philip N Neznanov

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Palatine, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Elgin, IL · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Lake Zurich, IL · IA capacity

Aug 24, 2009 → Oct 1, 2012
Chase Investment Services Corp.
Lake Zurich, IL · BC capacity

Aug 24, 2009 → Oct 1, 2012
The Ayco Company,l.P.
Lake Forest, IL · IA capacity

Jun 30, 2008 → Nov 24, 2008
Mercer Allied Company, L.P.
Lake Forest, IL · BC capacity

Jun 27, 2008 → Nov 24, 2008
Ameriprise Financial Services, Inc.
Frankfort, IL · IA capacity

Oct 1, 2003 → May 23, 2008
Ameriprise Financial Services, Inc.
Frankfort, IL · BC capacity

Aug 21, 2003 → May 23, 2008
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Aug 26, 2003 → Jul 3, 2006

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4668206 ↗ FINRA BrokerCheck record for CRD 4668206 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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