Eric J Watson

CRD 4669691 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Richmond, VA

IA RegisteredBroker

Also appears in the source record as: Eric James Watson; Eric Watson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 53Series 24Series 79TOSeries 52TOSeries 57TOSIESeries 7
Registered states (19): California · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Kentucky · Maryland · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · West Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4669691 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Richmond, VA · IA capacity

Jul 11, 2024 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Richmond, VA · BC capacity

start not retrieved → present
Truist Investment Services, Inc.
BD capacity

Feb 17, 2021 → Dec 15, 2023
Bb&t Securities, LLC
BD capacity

Feb 18, 2021 → Jun 29, 2021
Bb&t Securities, LLC
BD capacity

Jan 2, 2013 → Feb 17, 2021
Scott & Stringfellow, LLC
BD capacity

Jun 15, 2010 → Jan 2, 2013
Deutsche Bank Securities Inc.
BD capacity

Sep 12, 2003 → Jun 7, 2010

Source & corrections

Where this page comes from

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