Benny Ellerbe

CRD 4672967 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Ben Lane Ellerbe; Ben L Ellerbe; Ben Lane Ellerbe Jr.; Ben Ellerbe Jr.; Ben Ellerbe; Benny L Ellerbe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 79TOSIESeries 7Series 10Series 9Series 24Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4672967 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (22)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Edward Jones
Weldon Springs, MO · IA capacity

Oct 30, 2024 → Jul 2, 2025
Edward Jones
St. Louis, MO · BC capacity

Sep 3, 2024 → Jul 2, 2025
Wells Fargo Advisors
St. Louis, MO · IA capacity

Aug 1, 2023 → Jul 11, 2024
Wells Fargo Advisors Financial Network, LLC
St. Louis, MO · BC capacity

Aug 1, 2023 → Jul 11, 2024
Tcfg Investment Advisors, LLC
O'fallon, MO · IA capacity

Mar 11, 2021 → Oct 7, 2022
Tcfg Wealth Management, LLC
Laguna Niguel, CA · BC capacity

Mar 11, 2021 → Sep 30, 2022
U.S. Bancorp Investments, Inc.
Saint Louis, MO · IA capacity

Dec 20, 2017 → Mar 16, 2021
U.S. Bancorp Investments, Inc.
Saint Louis, MO · BC capacity

Dec 20, 2017 → Mar 16, 2021
Pnc Investments
Clayton, MO · IA capacity

Oct 4, 2013 → Dec 8, 2017
Pnc Investments
Clayton, MO · BC capacity

Oct 4, 2013 → Dec 8, 2017
Lpl Financial LLC
St. Louis, MO · IA capacity

Jul 1, 2011 → Oct 10, 2013
Lpl Financial LLC
St. Louis, MO · BC capacity

Jul 1, 2011 → Oct 10, 2013
H.D. Vest Investment Services
Dallas, TX · BC capacity

Oct 4, 2010 → Jul 1, 2011
First Clearing, LLC
St. Louis, MO · BC capacity

Oct 4, 2010 → Jul 1, 2011
Td Ameritrade, Inc.
Boca Raton, FL · IA capacity

Jul 17, 2007 → Mar 9, 2009
Amerivest Investment Management, LLC
Boca Raton, FL · IA capacity

Jul 17, 2007 → Mar 9, 2009
Td Ameritrade, Inc.
Boca Raton, FL · BC capacity

Jun 25, 2007 → Mar 9, 2009
Scottrade, Inc.
St. Louis, MO · BC capacity

Oct 5, 2004 → Aug 3, 2006
Pruco Securities, LLC.
Newark, NJ · BC capacity

Jul 16, 2003 → Aug 19, 2004

Source & corrections

Where this page comes from

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