Jose Valdez

CRD 4677380 · Wells Fargo Advisors · Anaheim, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (12): Arizona · California · Colorado · Nebraska · Nevada · New Jersey · North Carolina · Oregon · Puerto Rico · Tennessee · Texas · Washington
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Anaheim, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Anaheim, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Anaheim, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Garden Grove, CA · IA capacity

Oct 1, 2012 → May 18, 2017
J.P. Morgan Securities LLC
Garden Grove, CA · BC capacity

Oct 1, 2012 → May 18, 2017
Chase Investment Services Corp.
Garden Grove, CA · IA capacity

May 14, 2009 → Oct 1, 2012
Chase Investment Services Corp.
Garden Grove, CA · BC capacity

May 14, 2009 → Oct 1, 2012
Banc Of America Investment Services, Inc.
Riverside, CA · IA capacity

Sep 30, 2008 → Mar 26, 2009
Banc Of America Investment Services, Inc.
Riverside, CA · BC capacity

Sep 29, 2008 → Mar 26, 2009
Wells Fargo Investments, LLC
Ontario, CA · IA capacity

Dec 12, 2007 → Oct 7, 2008
Wells Fargo Investments, LLC
Ontario, CA · BC capacity

Nov 30, 2007 → Oct 7, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4677380 ↗ FINRA BrokerCheck record for CRD 4677380 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.