Michael Frank Puleio

CRD 4678568 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Michael Puleio

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7SIESeries 6Series 65Series 63
Registered states (19): Arizona · California · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Michigan · Missouri · Nevada · New Jersey · New York · North Carolina · South Carolina · Texas · Utah · Vermont · Virginia · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
New York, NY · IA capacity

Apr 5, 2024 → Oct 1, 2024
J.P. Morgan Securities LLC
New York, NY · BC capacity

Oct 2, 2018 → Oct 1, 2024
Mbsc Securities Corporation
New York, NY · BC capacity

Feb 26, 2014 → Dec 31, 2015
Metlife Securities Inc.
Cranford, NJ · IA capacity

Jun 16, 2005 → Feb 6, 2014
Metlife Securities Inc.
Cranford, NJ · BC capacity

Jul 18, 2003 → Feb 6, 2014
Metropolitan Life Insurance Company
Cranford, NJ · BC capacity

Jul 18, 2003 → Jul 9, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4678568 ↗ FINRA BrokerCheck record for CRD 4678568 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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