Darryl Hun-Kien Ng

CRD 4680129 · Morgan Stanley · Mountain View, CA

IA RegisteredBroker

Also appears in the source record as: Darryl H Ng

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (35): Alabama · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Oregon · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4680129 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Mountain View, CA · IA capacity

Sep 6, 2011 → present
Wells Fargo Advisors, LLC
BD capacity

Jan 3, 2011 → Sep 6, 2011
Wells Fargo Advisors, LLC
IA capacity

Jan 3, 2011 → Sep 6, 2011
Wells Fargo Investments, LLC
IA capacity

Feb 3, 2006 → Jan 3, 2011
Wells Fargo Investments, LLC
BD capacity

Jul 15, 2005 → Jan 3, 2011
Northwestern Mutual Investment Services, LLC
BD capacity

Jul 28, 2003 → Sep 2, 2004

Source & corrections

Where this page comes from

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