Jennifer Kao

CRD 4684446 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Jennifer Kao Suh

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 99TOSIESeries 7Series 10Series 9Series 66
Registered states (6): Arkansas · California · Massachusetts · Oklahoma · Utah · Washington
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4684446 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Pasadena, CA · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Pasadena, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Pasadena, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Morgan Stanley
Beverly Hills, CA · IA capacity

Sep 20, 2010 → Dec 10, 2012
Morgan Stanley
Beverly Hills, CA · BC capacity

Sep 16, 2010 → Dec 10, 2012
Deutsche Bank Securities Inc.
Los Angeles, CA · IA capacity

Jun 3, 2008 → Sep 2, 2010
Deutsche Bank Securities Inc.
Los Angeles, CA · BC capacity

Jun 3, 2008 → Sep 2, 2010
Rbc Capital Markets Corporation
Beverly Hills, CA · IA capacity

Aug 25, 2006 → May 30, 2008
Rbc Capital Markets Corporation
Beverly Hills, CA · BC capacity

Aug 25, 2006 → May 30, 2008
Pruco Securities, LLC.
Sherman Oaks, CA · BC capacity

Sep 12, 2003 → Aug 23, 2006

Source & corrections

Where this page comes from

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