Edward Leonard Hughes

CRD 4685594 · Wells Fargo Advisors · Rockville, MD

IA RegisteredBroker

Also appears in the source record as: Edward Leonard Hughes III; Tres Hughes

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (30): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia · Washington · West Virginia · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4685594 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Rockville, MD · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Washington, DC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rockville, MD · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Washington, DC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Rockville, MD · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Columbia, MD · IA capacity

Oct 23, 2009 → Apr 30, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Columbia, MD · BC capacity

Oct 23, 2009 → Apr 30, 2010
Banc Of America Investment Services, Inc.
Columbia, MD · IA capacity

Jan 9, 2009 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Columbia, MD · BC capacity

Jan 9, 2009 → Oct 23, 2009
Suntrust Investment Services, Inc.
Glen Burnie, MD · IA capacity

Jul 11, 2006 → Jan 29, 2009
Suntrust Investment Services, Inc.
Glen Burnie, MD · BC capacity

Jul 20, 2005 → Jan 29, 2009
Westrock Advisors, Inc.
New York, NY · BC capacity

Nov 19, 2004 → Jun 17, 2005
Pfs Investments Inc.
Duluth, GA · BC capacity

Aug 12, 2003 → Jul 1, 2004

Source & corrections

Where this page comes from

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