James Michael Fritz

CRD 4695206 · J.P. Morgan Securities LLC · Ft. Lauderdale, FL

IA RegisteredBroker

Also appears in the source record as: Jim Michael Fritz; Jimmy Michael Fritz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Ft. Lauderdale, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Ft. Lauderdale, FL · BC capacity

start not retrieved → present
Td Ameritrade Investment Management, LLC
Ft. Lauderdale, FL · IA capacity

May 13, 2011 → Mar 9, 2021
Td Ameritrade, Inc.
Ft. Lauderdale, FL · IA capacity

Apr 28, 2011 → Mar 9, 2021
Td Ameritrade, Inc.
Ft. Lauderdale, FL · BC capacity

Apr 27, 2011 → Mar 9, 2021
Morgan Stanley Smith Barney LLC
Boca Raton, FL · IA capacity

Dec 17, 2009 → Dec 16, 2010
Morgan Stanley Smith Barney
Boca Raton, FL · BC capacity

Dec 15, 2009 → Dec 16, 2010
Mbsc Securities Corporation
West Palm Beach, FL · IA capacity

Jul 11, 2008 → Sep 18, 2009
Mbsc Securities Corporation
New York, NY · BC capacity

Jul 9, 2008 → Sep 18, 2009
Fortigent Securities Company, LLC.
Rockville, MD · BC capacity

Sep 21, 2007 → Apr 7, 2008
Suntrust Investment Services, Inc.
Boca Raton, FL · IA capacity

Aug 8, 2006 → Jul 12, 2007
Suntrust Investment Services, Inc.
Boca Raton, FL · BC capacity

Jul 11, 2006 → Jul 12, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4695206 ↗ FINRA BrokerCheck record for CRD 4695206 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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