Bin K Nguyen

CRD 4695209 · J.P. Morgan Securities LLC · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: Bin Khac Nguyen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (46): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4695209 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Dallas, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Dallas, TX · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Dallas, TX · IA capacity

Jun 29, 2007 → Feb 17, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Dallas, TX · BC capacity

Jun 29, 2007 → Feb 17, 2009
Ameriprise Financial Services, Inc.
Dallas, TX · IA capacity

Nov 24, 2003 → Jul 5, 2007
Ameriprise Financial Services, Inc.
Dallas, TX · BC capacity

Oct 9, 2003 → Jul 5, 2007
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jan 12, 2004 → Jul 3, 2006

Source & corrections

Where this page comes from

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