Joseph Dursi
Also appears in the source record as: Joseph Thomas Dursi
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- SIESeries 3Series 7Series 10Series 9Series 66
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 18
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (9)
From the source registration record · current first
-
Sep 17, 2021 → present
-
Jun 29, 2021 → present
-
Dynasty Wealth Management, LLCNew York, NY · IA capacityJun 5, 2017 → Jun 18, 2021
-
Dynasty Securities, LLCNew York, NY · BC capacityJun 2, 2017 → Jun 18, 2021
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Deutsche Bank Securities Inc.New York, NY · BC capacityNov 12, 2015 → May 23, 2017
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Barclays Capital Inc.New York, NY · IA capacityMar 6, 2009 → Sep 10, 2015
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Barclays Capital Inc.New York, NY · BC capacitySep 22, 2008 → Sep 10, 2015
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Lehman Brothers Inc.New York, NY · IA capacityOct 31, 2007 → Oct 15, 2008
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Lehman Brothers Inc.New York, NY · BC capacitySep 19, 2007 → Sep 22, 2008
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.