Robert Ray Gomez

CRD 4696057 · Wells Fargo Advisors · Rolling Hills Estates, CA

IA RegisteredBroker

Also appears in the source record as: Bob R Gomez; Bob Gomez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (13): Alabama · Arizona · California · Colorado · Georgia · Michigan · New Mexico · New York · Oregon · South Dakota · Tennessee · Texas · Washington
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Rolling Hills Estates, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rancho Palos Verdes, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rolling Hills Estates, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Rancho Palos Verdes, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Rolling Hills Estates, CA · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
Seal Beach, CA · IA capacity

Jan 28, 2011 → Apr 15, 2022
Ubs Financial Services Inc.
Seal Beach, CA · BC capacity

Jan 27, 2011 → Apr 15, 2022
Raymond James & Associates, Inc.
Rolling Hills Estates, CA · IA capacity

Oct 14, 2008 → Feb 4, 2011
Raymond James & Associates, Inc.
Rolling Hills Estates, CA · BC capacity

Oct 10, 2008 → Feb 4, 2011
Citigroup Global Markets Inc.
Rolling Hills, CA · IA capacity

Apr 21, 2006 → Oct 23, 2008
Citigroup Global Markets Inc.
Rolling Hills, CA · BC capacity

Apr 21, 2006 → Oct 23, 2008
Cambridge Investment Research, Inc.
Newport Beach, CA · BC capacity

Sep 9, 2004 → May 19, 2006
World Group Securities, Inc.
Duluth, GA · BC capacity

Oct 7, 2003 → Aug 9, 2004

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4696057 ↗ FINRA BrokerCheck record for CRD 4696057 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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