Robert C Frankowiak

CRD 4696937 · J.P. Morgan Securities LLC · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: Robert Carl Frankowiak III; Robert Carl Frankowiak Mr.; Robert Carl Frankowiak III Mr.; Frankowiak Robert

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 52TOSIESeries 7Series 53Series 24Series 66
Registered states (30): Alabama · Arizona · California · Colorado · Connecticut · Florida · Illinois · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Dallas, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Dallas, TX · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Dallas, TX · IA capacity

Jul 6, 2005 → Oct 1, 2012
Chase Investment Services Corp.
Dallas, TX · BC capacity

Jul 6, 2005 → Oct 1, 2012
Banc One Securities Corporation
W Bloomfield, MI · IA capacity

Apr 21, 2004 → Jul 6, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Apr 14, 2004 → Jul 6, 2005
Merrill Lynch Pierce Fenner & Smith Inc.
Toledo, OH · IA capacity

Feb 4, 2004 → Mar 22, 2004
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Oct 28, 2003 → Mar 22, 2004

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4696937 ↗ FINRA BrokerCheck record for CRD 4696937 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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