Sean Christopher Devlin
Also appears in the source record as: Sean Devlin; Sean C Devlin
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 63Series 66Series 24SIESeries 7Series 6
- Registered states (28)
- Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · New Jersey · New Mexico · North Carolina · Oklahoma · Oregon · Pennsylvania · Tennessee · Texas · Virginia · West Virginia · Wisconsin
- Years in the industry (source record)
- 23
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (12)
From the source registration record · current first
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Mar 31, 2025 → present
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Dec 13, 2018 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityDec 26, 2018 → Mar 31, 2025
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Client One Securities LLCIA capacityDec 11, 2014 → Aug 15, 2018
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Client One Securities LLCBD capacityNov 12, 2014 → Aug 15, 2018
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American Century Investment Services Inc.BD capacityFeb 13, 2009 → Nov 19, 2013
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American Century Brokerage, Inc.BD capacityJun 21, 2012 → Dec 31, 2012
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American Century Advisory Services, Inc.IA capacityFeb 22, 2010 → Dec 31, 2012
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Ameriprise Financial Services, Inc.IA capacityDec 4, 2003 → Mar 20, 2006
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Ids Life Insurance CompanyBD capacityNov 4, 2003 → Mar 20, 2006
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Ameriprise Financial Services, Inc.BD capacityNov 4, 2003 → Mar 20, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.