Heath Dowell

CRD 4700552 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Heath M Dowell; Heath Mikael Dowell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 6Series 10Series 9Series 24Series 66Series 63
Registered states (1): Texas
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Vanguard Advisers, Inc.
Plano, TX · IA capacity

Sep 15, 2021 → Oct 24, 2025
Vanguard Marketing Corporation
Plano, TX · BC capacity

Sep 15, 2021 → Oct 24, 2025
Td Ameritrade, Inc.
Southlake, TX · IA capacity

Apr 20, 2017 → Aug 28, 2021
Td Ameritrade Investment Management, LLC
Southlake, TX · IA capacity

Apr 20, 2017 → Aug 28, 2021
Td Ameritrade, Inc.
Southlake, TX · BC capacity

Apr 3, 2017 → Aug 28, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Flower Mound, TX · IA capacity

Jun 8, 2010 → May 10, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Flower Mound, TX · BC capacity

May 17, 2010 → May 10, 2013
Banc Of America Investment Services, Inc.
Ft. Worth, TX · BC capacity

Dec 21, 2005 → Feb 3, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4700552 ↗ FINRA BrokerCheck record for CRD 4700552 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.