Michael Winter

CRD 470232 · J.P. Morgan Securities LLC · Boston, MA

Broker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Expanded
Exams passed (8): Series 7TOSIESeries 5PCSeries 1Series 4Series 40Series 63
Registered states (35): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 51
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 470232 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boston, MA · BC capacity

start not retrieved → present
Oppenheimer & Co. Inc.
Boston, MA · BC capacity

Jun 10, 2008 → Jul 1, 2010
Bear, Stearns & Co. Inc.
Boston, MA · IA capacity

Mar 27, 2008 → Jun 23, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BC capacity

Sep 26, 1978 → Nov 12, 1992
Sussex Securities Incorporated
BC capacity

Oct 16, 1984 → Sep 27, 1985
Painewebber Incorporated
BC capacity

Sep 14, 1983 → Oct 29, 1984
Shearson/American Express Inc.
BC capacity

May 11, 1978 → Sep 27, 1983
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BC capacity

Sep 16, 1974 → Sep 26, 1978

Source & corrections

Where this page comes from

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