John Lee Shrewsbury

CRD 4708372 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: John Shrewsbury

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bloomington, MN · IA capacity

Sep 12, 2018 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · BC capacity

start not retrieved → present
Federated Global Investment Management Corp.
IA capacity

May 22, 2018 → Sep 25, 2018
Mdt Advisers, A Division Of Federated Mdta LLC
IA capacity

Oct 19, 2015 → Sep 25, 2018
Federated Securities Corp.
IA capacity

Oct 14, 2015 → Sep 25, 2018
Federated Investment Counseling
IA capacity

Oct 14, 2015 → Sep 25, 2018
Federated Securities Corp.
BD capacity

May 20, 2015 → Sep 25, 2018
Sentinel Financial Services Company
BD capacity

Nov 21, 2012 → Jun 1, 2015
Financial Network Investment Corporation
BD capacity

May 24, 2012 → Nov 30, 2012
Lpl Financial LLC
BD capacity

Apr 25, 2008 → Jun 6, 2012
Park Avenue Securities LLC
BD capacity

May 25, 2004 → Dec 4, 2006

Source & corrections

Where this page comes from

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