Charlotte A. Roper

CRD 4710930 · J.P. Morgan Securities LLC · Venice, FL

IA RegisteredBroker

Also appears in the source record as: Charlotte Ann Johnson; Charlotte A Roper; Charlotte Ann Roper

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (27): Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Maine · Massachusetts · Michigan · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virgin Islands · Wisconsin
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (17)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Venice, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Venice, FL · BC capacity

start not retrieved → present
Cuna Brokerage Services, Inc.
Port Charlotte, FL · IA capacity

Oct 6, 2017 → Aug 22, 2018
Cuna Brokerage Services, Inc.
Port Charlotte, FL · BC capacity

Sep 28, 2017 → Aug 22, 2018
Cetera Investment Advisers LLC
Sarasota, FL · IA capacity

Feb 9, 2017 → Sep 1, 2017
Cetera Investment Services LLC
New Port Richey, FL · BC capacity

Jan 5, 2017 → Sep 1, 2017
Pfs Investments Inc.
Punta Gorda, FL · BC capacity

Oct 25, 2016 → Dec 27, 2016
Valic Financial Advisors, Inc.
Venice, FL · IA capacity

Jul 27, 2016 → Sep 14, 2016
Valic Financial Advisors, Inc.
Venice, FL · BC capacity

Jul 26, 2016 → Sep 14, 2016
Edward Jones
Lexington, KY · IA capacity

Sep 20, 2010 → Jul 18, 2012
Edward Jones
Lexington, KY · BC capacity

Sep 10, 2010 → Jul 18, 2012
Lpl Financial Corporation
Richmond, KY · IA capacity

Sep 9, 2008 → Sep 20, 2010
Lpl Financial Corporation
Richmond, KY · BC capacity

Sep 9, 2008 → Sep 20, 2010
U.S. Bancorp Investments, Inc.
Berea, KY · IA capacity

Jan 25, 2008 → Sep 10, 2008
U.S. Bancorp Investments, Inc.
Berea, KY · BC capacity

Feb 22, 2007 → Sep 10, 2008
Chase Investment Services Corp.
Lexington, KY · BC capacity

Jul 6, 2005 → Feb 6, 2007
Banc One Securities Corporation
Chicago, IL · BC capacity

Nov 24, 2003 → Jul 6, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4710930 ↗ FINRA BrokerCheck record for CRD 4710930 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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