Kathryn Sue Pfeiffer
Also appears in the source record as: Kathryn S Lenzenhuber; Kathryn Sue Lenzenhuber; Katie Pfeiffer
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- SIESeries 7Series 9Series 10Series 24Series 66
- Registered states (2)
- Kansas · Missouri
- Years in the industry (source record)
- 22
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4712376 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (10)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Stifel, Nicolaus & Company, IncorporatedSt. Louis, MO · IA capacityMar 24, 2009 → Jul 31, 2014
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Stifel, Nicolaus & Company, IncorporatedSt. Louis, MO · BC capacityMar 24, 2009 → Jul 31, 2014
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Cambridge Investment Research Advisors, Inc.Chesterfield, MO · IA capacityFeb 1, 2007 → Aug 15, 2007
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Cambridge Investment Research, Inc.Chesterfield, MO · BC capacityFeb 1, 2007 → Aug 15, 2007
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Prudential Financial Planning ServicesSt. Louis, MO · IA capacityNov 9, 2004 → Nov 7, 2006
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Pruco Securities, LLC.St. Louis, MO · BC capacityOct 27, 2003 → Nov 7, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.