Michael Aprigliano

CRD 4716526 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Michael P Aprigliano; Michael Patrick Aprigliano; Michael Aprigliano; Mike Aprigliano

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (1): New Jersey
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (16)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Upper Montclair, NJ · IA capacity

Oct 17, 2016 → Jan 6, 2022
J.P. Morgan Securities LLC
Upper Montclair, NJ · BC capacity

Oct 14, 2016 → Jan 6, 2022
Wells Fargo Advisors, LLC
Scotch Plains, NJ · IA capacity

Dec 3, 2015 → Oct 18, 2016
Wells Fargo Advisors, LLC
Scotch Plains, NJ · BC capacity

Dec 3, 2015 → Oct 18, 2016
Chase Investment Services Corp.
Ridgewood, NJ · IA capacity

Aug 13, 2008 → Oct 1, 2012
Chase Investment Services Corp.
Ridgewood, NJ · BC capacity

Aug 13, 2008 → Oct 1, 2012
Citigroup Global Markets Inc.
Fort Lee, NJ · IA capacity

May 29, 2007 → Jul 31, 2008
Citigroup Global Markets Inc.
Fort Lee, NJ · BC capacity

May 29, 2007 → Jul 31, 2008
Citicorp Investment Services
Fort Lee, NJ · IA capacity

Mar 19, 2007 → May 29, 2007
Citicorp Investment Services
Fort Lee, NJ · BC capacity

Mar 19, 2007 → May 29, 2007
A. G. Edwards & Sons, Inc.
Marlton, NJ · IA capacity

Mar 24, 2006 → Feb 14, 2007
A. G. Edwards & Sons, Inc.
Marlton, NJ · BC capacity

Mar 10, 2006 → Feb 14, 2007
Metropolitan Life Insurance Company
New York, NY · BC capacity

Dec 4, 2003 → Mar 14, 2006
Metlife Securities Inc.
Springfield, MA · BC capacity

Dec 4, 2003 → Mar 14, 2006

Source & corrections

Where this page comes from

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