David William Winn

CRD 4718794 · Wells Fargo Advisors · Richmond, VA

IA RegisteredBroker

Also appears in the source record as: David Winn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 7TOSIESeries 31Series 7Series 6Series 63Series 65
Registered states (19): Alabama · Arizona · California · District Of Columbia · Florida · Georgia · Illinois · Maryland · Minnesota · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Richmond, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Richmond, VA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Richmond, VA · BC capacity

Sep 8, 2021 → Mar 31, 2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Richmond, VA · IA capacity

Jul 2, 2021 → Mar 31, 2026
Dixon Hughes Goodman Wealth Advisors LLC
Richmond, VA · IA capacity

Jan 3, 2017 → Jul 6, 2021
Morgan Stanley
Richmond, VA · IA capacity

Mar 12, 2013 → Apr 22, 2015
Morgan Stanley
Richmond, VA · BC capacity

Oct 5, 2012 → Apr 22, 2015
State Farm Vp Management Corp.
Mechanicsville, VA · BC capacity

Mar 8, 2005 → Aug 8, 2012
New England Securities
New York, NY · BC capacity

Jan 1, 2004 → Jan 22, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4718794 ↗ FINRA BrokerCheck record for CRD 4718794 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.