Dmitriy Konnov

CRD 4725729 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Dmitry Konnov

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (28): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Maine · Maryland · Massachusetts · Michigan · Mississippi · Montana · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Mml Investors Services, LLC
New York, NY · IA capacity

Mar 25, 2017 → Nov 27, 2018
Mml Investors Services, LLC
New York, NY · BC capacity

Mar 25, 2017 → Nov 27, 2018
Msi Financial Services, Inc.
Staten Island, NY · IA capacity

Feb 13, 2015 → Mar 25, 2017
Msi Financial Services, Inc.
Staten Island, NY · BC capacity

Dec 12, 2014 → Mar 25, 2017
Hsbc Securities (USA) Inc.
Brooklyn, NY · IA capacity

Feb 2, 2011 → Dec 11, 2014
Hsbc Securities (USA) Inc.
Brooklyn, NY · BC capacity

Feb 2, 2011 → Dec 11, 2014
Wells Fargo Advisors, LLC
New York, NY · IA capacity

Dec 24, 2009 → Jan 3, 2011
Wells Fargo Advisors, LLC
New York, NY · BC capacity

Dec 7, 2009 → Jan 3, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4725729 ↗ FINRA BrokerCheck record for CRD 4725729 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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