Isabelle D Otero

CRD 4726371 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Belle Otero; Isabelle Dias Otero

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (1): Florida
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Orlando, FL · IA capacity

Mar 30, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Orlando, FL · BC capacity

start not retrieved → present
Truist Advisory Services, Inc.
IA capacity

Oct 3, 2016 → Feb 8, 2022
Truist Investment Services, Inc.
BD capacity

Sep 14, 2016 → Feb 8, 2022
Suntrust Investment Services, Inc.
IA capacity

Sep 15, 2016 → Dec 31, 2016
Wells Fargo Advisors, LLC
IA capacity

Aug 5, 2015 → Sep 13, 2016
Wells Fargo Advisors, LLC
BD capacity

Aug 4, 2015 → Sep 13, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 29, 2012 → May 26, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 5, 2010 → May 26, 2015
Banc Of America Investment Services, Inc.
BD capacity

Dec 4, 2003 → Apr 28, 2009

Source & corrections

Where this page comes from

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