Toni Rottingen

CRD 4726570 · Fidelity Brokerage Services LLC · Jacksonville, FL

IA RegisteredBroker

Also appears in the source record as: Toni Elizabeth Rottingen; Toni E Rottingen; Toni Rottingen; Toni E Schifino; Toni Elizabeth Schifino; Toni Schifino

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 9Series 10Series 66
Registered states (5): Massachusetts · New Jersey · Texas · Utah · Washington
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Mahwah, NJ · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Jacksonville, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Paramus, NJ · IA capacity

Jul 13, 2021 → Mar 31, 2025
Advice And Planning Services
Hackensack, NJ · IA capacity

Aug 17, 2010 → Nov 13, 2020
Tiaa-Cref Individual & Institutional Services, LLC
Hackensack, NJ · BC capacity

Aug 12, 2010 → Nov 13, 2020
Uvest Financial Services Group, Inc.
Asheville, NC · IA capacity

Dec 11, 2008 → Apr 29, 2010
Uvest Financial Services Group, Inc.
Asheville, NC · BC capacity

Nov 25, 2008 → Apr 29, 2010
Banc Of America Investment Services, Inc.
Boston, MA · IA capacity

Aug 4, 2006 → Aug 12, 2008
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Aug 3, 2006 → Aug 12, 2008
M&t Securities, Inc.
Cheektowaga, NY · IA capacity

Jul 8, 2004 → Jun 27, 2006
M&t Securities, Inc.
Potomac, MD · BC capacity

Jul 8, 2004 → Jun 27, 2006
Merrill Lynch Pierce Fenner & Smith Inc.
Baltimore, MD · IA capacity

Feb 14, 2004 → Mar 15, 2004
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Dec 12, 2003 → Mar 15, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4726570 ↗ FINRA BrokerCheck record for CRD 4726570 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.