Marc F Hall
Also appears in the source record as: Marc Francis Hall Jr; Marc Francis Hall
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 66Series 63Series 24Series 10Series 9Series 7TOSIESeries 3Series 7
- Registered states (51)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 23
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (9)
From the source registration record · current first
-
Nov 22, 2022 → present
-
Jun 25, 2013 → Jun 18, 2014
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Jun 25, 2013 → Jun 18, 2014
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Morgan StanleyBD capacityMay 26, 2011 → Jun 19, 2013
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Morgan StanleyIA capacityMay 26, 2011 → Jun 19, 2013
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Westpark Capital, Inc.BD capacityApr 1, 2010 → May 24, 2011
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Ubs Financial Services Inc.BD capacityMar 2, 2005 → Mar 25, 2010
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Assent LLCBD capacityJun 28, 2004 → Nov 26, 2004
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J.P. Turner & Company, L.L.C.BD capacityDec 5, 2003 → Apr 27, 2004
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.