Aruna Sriram

CRD 4734273 · J.P. Morgan Securities LLC · Arlington Heights, IL

IA RegisteredBroker

Also appears in the source record as: Aruna Shankaran

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (27): Arizona · Arkansas · California · Colorado · Delaware · Florida · Illinois · Indiana · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Wisconsin
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4734273 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Arlington Heights, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Arlington Heights, IL · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Buffalo Grove, IL · IA capacity

Nov 30, 2007 → Oct 1, 2012
Chase Investment Services Corp.
Buffalo Grove, IL · BC capacity

Oct 18, 2005 → Oct 1, 2012
Citicorp Investment Services
Long Island City, NY · BC capacity

Sep 28, 2005 → Oct 6, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Mar 1, 2004 → Apr 12, 2005

Source & corrections

Where this page comes from

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