Brian Chonkit Lei

CRD 4735479 · Wells Fargo Advisors · Daly City, CA

IA RegisteredBroker

Also appears in the source record as: Brian Chonkit Lei C; Brian Lei; Chon Kit Lei

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (42): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4735479 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Daly City, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Daly City, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Daly City, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
San Francisco, CA · IA capacity

Oct 1, 2012 → Mar 17, 2015
J.P. Morgan Securities LLC
San Francisco, CA · BC capacity

Oct 1, 2012 → Mar 17, 2015
Chase Investment Services Corp.
San Francisco, CA · IA capacity

May 4, 2011 → Oct 1, 2012
Chase Investment Services Corp.
San Francisco, CA · BC capacity

May 2, 2009 → Oct 1, 2012
Wamu Investments, Inc.
San Francisco, CA · BC capacity

Apr 28, 2005 → May 2, 2009

Source & corrections

Where this page comes from

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