Chris Y Statz

CRD 4737844 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Zionsville, IN

IA RegisteredBroker

Also appears in the source record as: Chris Young Pak; Chris ^^ Pak ^^; Christina Young Pak; Christina ^^ Pak ^^; Christina Pak; Chris Young Statz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 65Series 26SIESeries 7Series 6
Registered states (34): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4737844 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Zionsville, IN · IA capacity

Feb 25, 2011 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Zionsville, IN · BC capacity

start not retrieved → present
Chase Investment Services Corp.
IA capacity

Mar 4, 2009 → Oct 7, 2009
Chase Investment Services Corp.
BD capacity

Feb 23, 2009 → Oct 7, 2009
Woodbury Financial Services, Inc.
IA capacity

May 1, 2006 → Jun 27, 2007
Woodbury Financial Services, Inc.
BD capacity

Feb 11, 2004 → Jun 27, 2007

Source & corrections

Where this page comes from

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