Thomas Hobbs

CRD 4738974 · Morgan Stanley · Long Beach, CA

IA RegisteredBroker

Also appears in the source record as: Thomas Van Hobbs; Thomas Van Hobbs

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (21): Arizona · California · Colorado · Connecticut · Florida · Hawaii · Idaho · Illinois · Kentucky · Massachusetts · Michigan · Missouri · Nevada · New Mexico · New York · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Long Beach, CA · IA capacity

May 5, 2023 → present
Ubs Financial Services Inc.
BD capacity

Feb 28, 2013 → May 16, 2023
Ubs Financial Services Inc.
IA capacity

Feb 28, 2013 → May 16, 2023
Deutsche Bank Securities Inc.
BD capacity

Jun 16, 2005 → Mar 8, 2013
Deutsche Bank Securities Inc.
IA capacity

Jun 16, 2005 → Mar 8, 2013
Banc Of America Investment Services, Inc.
IA capacity

Aug 10, 2004 → Jun 13, 2005
Banc Of America Investment Services, Inc.
BD capacity

Jan 13, 2004 → Jun 13, 2005

Source & corrections

Where this page comes from

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