Frank Belfiore Loconte

CRD 4743370 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Francesco Belfiore Loconte; Francesco Belfiore-Loconte; Francesco Loconte; Frank Loconte

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (1): New Jersey
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (17)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Old Bridge, NJ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Old Bridge, NJ · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Jersey City, NJ · BC capacity

Apr 7, 2014 → Oct 20, 2021
Td Ameritrade, Inc.
Jersey City, NJ · IA capacity

Apr 8, 2014 → Jul 7, 2021
Td Ameritrade Investment Management, LLC
Jersey City, NJ · IA capacity

Apr 10, 2014 → Dec 10, 2018
Morgan Stanley
New York, NY · IA capacity

Mar 28, 2013 → Apr 24, 2014
Morgan Stanley
New York, NY · BC capacity

Mar 28, 2013 → Apr 24, 2014
Guggenheim Funds Distributors, LLC
New York, NY · BC capacity

Sep 13, 2012 → Mar 12, 2013
Citigroup Global Markets Inc.
Warren, NJ · IA capacity

Mar 20, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
New York, NY · BC capacity

Oct 12, 2007 → Jun 1, 2009
Merrill Lynch Pierce Fenner & Smith Inc.
Pennington, NJ · IA capacity

Nov 29, 2005 → Aug 9, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, NJ · BC capacity

Sep 20, 2005 → Aug 9, 2007
Metropolitan Life Insurance Company
New York, NY · BC capacity

Oct 27, 2004 → Aug 19, 2005
Metlife Securities Inc.
Springfield, MA · BC capacity

Oct 27, 2004 → Aug 19, 2005
Oppenheimer & Co. Inc.
New York, NY · BC capacity

Apr 1, 2004 → Jun 30, 2004

Source & corrections

Where this page comes from

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