Craig Scott Fein

CRD 4744027 · Wells Fargo Advisors · La Habra, CA

IA RegisteredBroker

Also appears in the source record as: Craig Fein

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (9): Arizona · California · Missouri · Nevada · North Carolina · Oregon · Tennessee · Texas · Washington
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
La Habra, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
La Habra, CA · BC capacity

start not retrieved → present
Cuso Financial Services
Huntington Beach, CA · IA capacity

Jul 1, 2019 → Jun 27, 2024
Cuso Financial Services, L.P.
Huntington Beach, CA · BC capacity

Jul 1, 2019 → Jun 27, 2024
Kinecta Wealth Management
Woodland Hills, CA · BC capacity

Oct 3, 2014 → Jul 11, 2019
Lpl Financial LLC
Huntington Beach, CA · IA capacity

Aug 1, 2014 → Jul 11, 2019
Lpl Financial LLC
Huntington Beach, CA · BC capacity

Jul 31, 2014 → Jul 11, 2019
Axa Advisors, LLC
Irvine, CA · IA capacity

Dec 13, 2013 → Aug 1, 2014
Axa Advisors, LLC
Irvine, CA · BC capacity

Dec 13, 2013 → Aug 1, 2014
Cuna Brokerage Services, Inc.
Tustin, CA · IA capacity

Jun 8, 2011 → Sep 19, 2013
Cuna Brokerage Services, Inc.
Tustin, CA · BC capacity

Jun 8, 2011 → Sep 19, 2013
H&r Block Financial Advisors, Inc.
Irvine, CA · IA capacity

Nov 6, 2006 → Apr 23, 2007
H&r Block Financial Advisors, Inc.
Irvine, CA · BC capacity

Nov 6, 2006 → Apr 23, 2007
Ubs Financial Services Inc.
Newport Beach, CA · IA capacity

Mar 29, 2004 → Nov 14, 2006
Ubs Financial Services Inc.
Newport Beach, CA · BC capacity

Mar 1, 2004 → Nov 14, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4744027 ↗ FINRA BrokerCheck record for CRD 4744027 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.