Sophia Goode
Also appears in the source record as: Sophia Le Gillin; Sophia Le Goode
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66SIESeries 7Series 6
- Registered states (28)
- Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Iowa · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 22
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (14)
From the source registration record · current first
-
Mar 31, 2025 → present
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Oct 28, 2021 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityDec 1, 2021 → Mar 31, 2025
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Jaffe Tilchin Investment Partners, LLCIA capacityAug 10, 2020 → Oct 29, 2021
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Raymond James Financial Services Advisors, IncIA capacityAug 17, 2018 → Jun 4, 2020
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Raymond James Financial Services, Inc.BD capacityAug 13, 2018 → Jun 4, 2020
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Charles Schwab & Co., Inc.IA capacityJun 26, 2017 → Jul 26, 2018
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Charles Schwab & Co., Inc.BD capacityJun 22, 2017 → Jul 26, 2018
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Raymond James & Associates, Inc.IA capacityOct 11, 2006 → May 31, 2017
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Raymond James & Associates, Inc.BD capacityOct 10, 2006 → May 31, 2017
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Strategic Advisers, Inc.IA capacityJan 31, 2005 → Jul 27, 2006
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Fidelity Brokerage Services LLCBD capacityJul 1, 2004 → Jul 27, 2006
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Delaware Distributors, L.P.BD capacityMay 21, 2004 → Jun 25, 2004
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.