Wei-Teh Chen

CRD 4753200 · Charles Schwab & Co., Inc. · Arcadia, CA

IA RegisteredBroker

Also appears in the source record as: Robert Chen; Wei-Teh Robert Chen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 66
Registered states (5): California · Illinois · Nevada · New York · Washington
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Arcadia, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Arcadia, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Arcadia, CA · IA capacity

start not retrieved → present
Edward Jones
St. Louis, MO · BC capacity

Aug 7, 2013 → Oct 10, 2013
Saybrus Equity Services, Inc
Hartford, CT · BC capacity

Sep 15, 2010 → Jun 14, 2012
Phoenix Equity Planning Corporation
Newport Beach, CA · BC capacity

Feb 4, 2009 → Sep 15, 2010
Phoenix Equity Planning Corporation
Newport Beach, CA · BC capacity

Feb 22, 2006 → Feb 4, 2009
Pacific Select Distributors, Inc.
Newport Beach, CA · BC capacity

Apr 12, 2004 → Jan 21, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4753200 ↗ FINRA BrokerCheck record for CRD 4753200 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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