Kevin Lewis

CRD 4760531 · Wells Fargo Advisors · Waukesha, WI

IA RegisteredBroker

Also appears in the source record as: Kevin C Lewis; Kevin Charles Lewis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 7Series 6Series 10Series 9Series 24Series 26Series 65Series 63
Registered states (37): Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Waukesha, WI · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Waukesha, WI · BC capacity

start not retrieved → present
Wells Fargo Funds Distributor, LLC
Menomonee Falls, WI · BC capacity

Jan 22, 2015 → Jan 9, 2019
Cabot Lodge Securities LLC
Menomonee Falls, WI · BC capacity

Apr 28, 2014 → Nov 20, 2014
Farmers Financial Solutions, LLC
West Allis, WI · BC capacity

Oct 23, 2006 → Nov 7, 2013
Uvest Financial Services Group, Inc.
Charlotte, NC · BC capacity

Feb 21, 2006 → May 19, 2006
New England Securities
New York, NY · BC capacity

Jun 23, 2004 → Jul 11, 2005
Princor Financial Services Corporation
Des Moines, IA · BC capacity

Feb 27, 2004 → Jun 17, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4760531 ↗ FINRA BrokerCheck record for CRD 4760531 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.