Donald P Huynh

CRD 4762137 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Donald P. Huynh; Donald P. Huynn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 31Series 7Series 66
Registered states (7): Arkansas · Colorado · Florida · Louisiana · New Mexico · Oklahoma · Texas
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · BC capacity

start not retrieved → present
Bbva Securities Inc.
Houston, TX · BC capacity

May 16, 2013 → Apr 9, 2015
Bbva Compass Investment Solutions, Inc
Houston, TX · BC capacity

Jun 17, 2011 → May 16, 2013
Chase Investment Services Corp.
Spring, TX · IA capacity

Jul 6, 2005 → Dec 8, 2009
Chase Investment Services Corp.
Spring, TX · BC capacity

Jul 6, 2005 → Dec 8, 2009
Banc One Securities Corporation
Spring, TX · IA capacity

Mar 17, 2005 → Jul 6, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Mar 17, 2005 → Jul 6, 2005
Morgan Stanley
Thewoodlands, TX · IA capacity

Apr 30, 2004 → Feb 17, 2005
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Mar 31, 2004 → Feb 17, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4762137 ↗ FINRA BrokerCheck record for CRD 4762137 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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