Patricia Michelle Vega

CRD 4763261 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Sioux Falls, SD

IA RegisteredBroker

Also appears in the source record as: Patti Crandall; Patricia Crandall; Patti Vega; Patricia Vega

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 9Series 10SIESeries 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sioux Falls, SD · IA capacity

Apr 25, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sioux Falls, SD · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
BD capacity

Oct 2, 2015 → Nov 19, 2018
Ubs Financial Services Inc.
IA capacity

Oct 2, 2015 → Nov 19, 2018
Lpl Financial LLC
BD capacity

Apr 10, 2015 → Oct 2, 2015
Lpl Financial LLC
IA capacity

Apr 10, 2015 → Oct 2, 2015
Feltl Advisors
IA capacity

Jan 21, 2015 → Mar 18, 2015
Feltl & Company
BD capacity

Aug 5, 2014 → Mar 18, 2015
Robert W. Baird & Co. Incorporated
IA capacity

Apr 7, 2008 → Jun 5, 2013
Robert W. Baird & Co. Incorporated
BD capacity

Apr 4, 2008 → Jun 5, 2013
Wells Fargo Investments, LLC
BD capacity

Sep 26, 2006 → Apr 7, 2008
Wells Fargo Investments, LLC
IA capacity

Sep 25, 2006 → Apr 7, 2008
Wells Fargo Investments, LLC
IA capacity

Jul 23, 2004 → Jun 1, 2005
Wells Fargo Investments, LLC
BD capacity

Apr 22, 2004 → Jun 1, 2005

Source & corrections

Where this page comes from

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