Ryan Thomas Cleaveland

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 3Series 65Series 63

Registered states (41)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin

Years in the industry (source record)

19

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (19)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  Westlake, TX · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Westlake, TX · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  Westlake, TX · IA capacity
  Aug 13, 2020 → Sep 29, 2021
• Fidelity Brokerage Services LLC

  Fort Worth, TX · BC capacity
  Jul 31, 2020 → Sep 29, 2021
• Td Ameritrade, Inc.

  Fort Worth, TX · IA capacity
  Sep 18, 2015 → Oct 18, 2017
• Td Ameritrade, Inc.

  Fort Worth, TX · BC capacity
  Sep 18, 2015 → Oct 18, 2017
• Td Ameritrade Investment Management, LLC

  Fort Worth, TX · IA capacity
  Sep 18, 2015 → Jul 21, 2017
• J.P. Morgan Securities LLC

  Harker Heights, TX · IA capacity
  Apr 3, 2014 → Sep 9, 2015
• J.P. Morgan Securities LLC

  Harker Heights, TX · BC capacity
  Apr 3, 2014 → Sep 9, 2015
• Swbc Investment Company

  San Antonio, TX · IA capacity
  Jan 2, 2014 → Mar 25, 2014
• Swbc Investment Services, LLC

  El Paso, TX · BC capacity
  Jan 2, 2014 → Mar 25, 2014
• Ing Financial Partners, Inc

  El Paso, TX · IA capacity
  Jul 24, 2012 → Jan 2, 2014
• Ing Financial Partners, Inc.

  El Paso, TX · BC capacity
  Jul 19, 2012 → Jan 2, 2014
• New England Securities

  El Paso, TX · BC capacity
  Sep 16, 2011 → Jun 12, 2012
• Citigroup Global Markets Inc.

  San Antonio, TX · IA capacity
  Jun 19, 2007 → Aug 18, 2011
• Citigroup Global Markets Inc.

  San Antonio, TX · BC capacity
  Jun 19, 2007 → Aug 18, 2011
• Primevest Financial Services, Inc.

  San Antonio, TX · IA capacity
  Sep 14, 2005 → Mar 1, 2006
• Primevest Financial Services, Inc.

  St. Cloud, MN · BC capacity
  Aug 16, 2005 → Mar 1, 2006
• Fiserv Investor Services, Inc.

  Houston, TX · BC capacity
  Dec 8, 2004 → Aug 17, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.