Maria Carmen Sohn

CRD 4771722 · Morgan Stanley · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Carmen Colin; Maria Colin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 10Series 9SIESeries 7
Registered states (44): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Houston, TX · IA capacity

May 25, 2012 → present
Ubs Financial Services Inc.
BD capacity

Jan 1, 2010 → Jun 4, 2012
Ubs Financial Services Inc.
IA capacity

Jan 1, 2010 → Jun 4, 2012
Ubs International Inc.
BD capacity

Jan 31, 2006 → Jan 1, 2010
Ubs International Inc.
IA capacity

Jan 31, 2006 → Jan 1, 2010
Wells Fargo Investments, LLC
IA capacity

Nov 12, 2004 → Jan 31, 2006
Wells Fargo Investments, LLC
BD capacity

Aug 12, 2004 → Jan 31, 2006

Source & corrections

Where this page comes from

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