Daniel Seghi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

SIESeries 7Series 10Series 9Series 66Series 65Series 63

Registered states (24)

Alaska · Colorado · Florida · Georgia · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Missouri · Nebraska · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin

Years in the industry (source record)

19

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Edward Jones

Firm CRD

250

SEC number

801-3297

Assets under management

$1.0T as of Jun 29, 2026

Website

www.twitter.com/EDWARDJONES ↗

Phone

314-515-2000

Firm location

St. Louis, MO, 63131

Employment history (26)

From the source registration record · current first

• Edward JonesCurrent

  Davie, FL · BC capacity
  start not retrieved → present
• Edward JonesCurrent

  Davie, FL · IA capacity
  start not retrieved → present
• Edward JonesCurrent

  Davie, FL · IA capacity
  start not retrieved → present
• Infinex Investments, Inc.

  Swansea, IL · IA capacity
  Apr 3, 2023 → Oct 10, 2023
• Infinex Investments, Inc.

  Swansea, IL · BC capacity
  Apr 3, 2023 → Oct 10, 2023
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Swansea, IL · IA capacity
  Aug 22, 2022 → Apr 3, 2023
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Swansea, IL · BC capacity
  Aug 22, 2022 → Apr 3, 2023
• First Horizon Advisors, Inc

  Boca Raton, FL · IA capacity
  Jan 25, 2021 → Aug 1, 2022
• First Horizon Advisors, Inc.

  Boca Raton, FL · BC capacity
  Jan 22, 2021 → Aug 1, 2022
• Citigroup Global Markets Inc.

  Miami Beach, FL · IA capacity
  Mar 2, 2015 → Dec 27, 2018
• Citigroup Global Markets Inc.

  Miami Beach, FL · BC capacity
  Feb 26, 2015 → Dec 27, 2018
• Sharebuilder 401k

  Seattle, WA · IA capacity
  Jan 28, 2015 → Feb 27, 2015
• Capital One Investing, LLC

  Brooklyn, NY · BC capacity
  Jan 2, 2015 → Feb 26, 2015
• Capital One Financial Advisors LLC

  Melville, NY · IA capacity
  Dec 26, 2013 → Jan 28, 2015
• Capital One Investment Services LLC

  Brooklyn, NY · BC capacity
  Dec 24, 2013 → Jan 2, 2015
• Morgan Stanley

  Garden City, NY · IA capacity
  Sep 26, 2013 → Dec 12, 2013
• Morgan Stanley

  Garden City, NY · BC capacity
  Mar 4, 2013 → Dec 12, 2013
• First Empire Securities, Inc.

  Hauppauge, NY · BC capacity
  May 8, 2012 → Jan 25, 2013
• First Empire Asset Management, Inc

  Hauppauge, NY · IA capacity
  Jun 1, 2012 → Aug 8, 2012
• Primex

  Aventura, FL · BC capacity
  Jan 6, 2012 → Apr 2, 2012
• Oppenheimer & Co. Inc.

  Fort Lauderdale, FL · IA capacity
  Dec 17, 2008 → Mar 8, 2010
• Oppenheimer & Co. Inc.

  Fort Lauderdale, FL · BC capacity
  Dec 12, 2008 → Mar 8, 2010
• Charles Schwab & Co., Inc.

  Fort Lauderdale, FL · IA capacity
  May 16, 2007 → Dec 18, 2008
• Charles Schwab & Co., Inc.

  Fort Lauderdale, FL · BC capacity
  Feb 7, 2007 → Dec 18, 2008
• Gunnallen Financial, Inc

  Tampa, FL · BC capacity
  Jun 30, 2004 → Oct 6, 2004
• Salomon Grey Financial Corporation

  Dallas, TX · BC capacity
  May 19, 2004 → Jul 28, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.