Christian Mwakapusya

CRD 4777208 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

Broker

Also appears in the source record as: Christian Mwakapusya Mr.; Christian - Mwakapusya; Christian Mwakapusya

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (2): SIESeries 6
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Bofa Securities, Inc.
New York, NY · BC capacity

May 12, 2021 → Jun 21, 2024
Lpl Financial LLC
Fort Mill, SC · BC capacity

Jul 5, 2017 → Oct 11, 2019
Metlife Investors Distribution Company
Charlotte, NC · BC capacity

Nov 10, 2014 → May 15, 2017
Metlife Securities Inc.
Charlotte, NC · BC capacity

Nov 26, 2014 → Nov 25, 2015
New England Securities
Bloomfield, CT · BC capacity

Oct 26, 2012 → Mar 27, 2014
Tower Square Securities, Inc.
El Segundo, CA · BC capacity

Nov 12, 2004 → Apr 1, 2006

Source & corrections

Where this page comes from

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